Investment research spending in the United States has recovered since 2022, while European budgets remain largely unchanged, ...

The European Securities and Markets Authority (ESMA) has launched a call for evidence (CfE), accompanied by a press release, to gather input on the retail investor journey in capital markets under the ...

The European Securities and Markets Authority (ESMA) has published a report outlining its key takeaways from the 2025 call for evidence on the retail investor journey, particularly regulatory ...

We collaborate with the world's leading lawyers to deliver news tailored for you. Sign Up for any (or all) of our 25+ Newsletters. Some states have laws and ethical rules regarding solicitation and ...

We collaborate with the world's leading lawyers to deliver news tailored for you. Sign Up for any (or all) of our 25+ Newsletters. Some states have laws and ethical rules regarding solicitation and ...

TP ICAP has chosen Bloomberg Entity Exchange to provide trading venue registration, supporting compliance with the second Markets in Financial Instruments Directive (MiFID II). The Bloomberg platform ...

The UK’s Financial Conduct Authority (FCA) is hoping to publish the long-awaited conclusions of its review into the implementation of the EU’s Markets in Financial Instruments Directive (Mifid II) ...

The second Markets in Financial Instruments Directive (MiFID II) research unbundling rules are working well for investors, according to the Financial Conduct Authority (FCA). After conducting research ...

From the blog: Most rules handed down from Europe are treated with distrust, and the forthcoming markets in financial instruments directive – or MiFID II – legislation is no exception. Some call it ...

A quiet standoff is developing among asset managers in Europe that threatens to frustrate an effort to make the region’s struggling markets more competitive. More than seven years after MiFID II ...

FIX has been at the forefront of electronic trading for over two decades now. Whilst its roots, for obvious reasons, are within technology departments, it has been a combination of technicians and ...

A survey last year found more than three-quarters (77 per cent) of pension schemes feel they do not necessarily have the operational infrastructure in place to accommodate change, such as the ...